CPA Professional Disclosures & Compliance Standards
Our CPA professional disclosures cover regulatory compliance, professional licensing, and the ethical standards that guide our accounting practice and client relationships.
Professional Licensing & Credentials
California CPA License
Licensed by the California Board of Accountancy
License #: [License Number]
Status: Active and in good standing
Professional Insurance
Comprehensive professional liability coverage
Coverage: $2,000,000
Provider: [Insurance Company]
Continuing Education
Annual CPE requirements exceeded
40+ hours annually
Ethics training current
California CPA Advertising Compliance
Required Disclosures
- • All advertising materials comply with California Business and Professions Code Section 5061
- • No false, misleading, or deceptive statements regarding professional qualifications
- • Client testimonials reflect actual experiences and are not guaranteed outcomes
- • Professional credentials (CPA, CVA, CEPA) are accurately represented
Professional Standards
Our practice adheres to:
- • American Institute of CPAs (AICPA) Code of Professional Conduct
- • California Society of CPAs (CalCPA) ethical standards
- • IRS Circular 230 requirements for tax practice
- • California Board of Accountancy regulations
Service Limitations & Disclaimers
Important Notice
The information on this website is for general guidance only and does not constitute professional advice for your specific situation. Tax laws are complex and subject to change.
- • Individual consultation required for personalized advice
- • Past results do not guarantee future outcomes
- • Tax savings estimates are projections, not guarantees
- • All advice subject to IRS examination and interpretation
What We Do
- • Tax preparation and planning
- • Accounting and bookkeeping services
- • Business consulting and CFO advisory
- • Estate planning coordination
- • Business valuations (CVA credential)
- • Exit planning advisory (CEPA credential)
What We Don't Do
- • Legal advice (refer to qualified attorneys)
- • Investment management or securities sales
- • Insurance sales or recommendations
- • Real estate transactions
- • Immigration law or services
- • Audit or attest services for public companies
Independence & Conflict of Interest Policy
Professional Independence
We maintain professional independence in accordance with AICPA standards. We do not have financial interests that would compromise our professional judgment in serving clients.
Conflict Identification
We screen for potential conflicts of interest before accepting new clients. If conflicts arise during an engagement, we will notify affected parties and take appropriate action.
Referral Relationships
We may receive referral fees from other professionals when referring clients for services outside our expertise. All such arrangements are disclosed to clients in advance.
Regulatory Information & Complaints
California Board of Accountancy
Professional Associations
AICPA: www.aicpa.org
CalCPA: www.calcpa.org
NACVA (CVA): www.nacva.com
Exit Planning Institute (CEPA): www.exitplanninginstitute.org
File a Complaint
If you have concerns about our professional services, please contact us directly first. If you need to file a formal complaint, you may contact the California Board of Accountancy or the appropriate professional association.